Form 8.3 - Ultra Electronics Holdings plc

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LONDON, July 26, 2021--(BUSINESS WIRE)--

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the "Code")

1. KEY INFORMATION

(a)

Full name of discloser:

Barclays PLC.

(b)

Owner or controller of interest and short

positions disclosed, if different from 1(a):

(c)

Name of offeror/offeree in relation to whose

ULTRA ELECTRONICS HOLDINGS PLC

relevant securities this form relates:

(d)

If an exempt fund manager connected with an

offeror/offeree, state this and specify identity of

offeror/offeree:

(e)

Date position held/dealing undertaken:

23 July 2021

(f)

In addition to the company in 1(c) above, is the discloser making

NO

disclosures in respect of any other party to the offer?

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:

5p ordinary

Interests

Short Positions

Number

(%)

Number

(%)

(1)

Relevant securities owned

and/or controlled:

664,085

0.93%

72,513

0.10%

(2)

Cash-settled derivatives:

47,527

0.07%

356,929

0.50%

(3)

Stock-settled derivatives (including options)

and agreements to purchase/sell:

0

0.00%

0

0.00%

TOTAL:

711,612

1.00%

429,442

0.60%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant

Purchase/sale

Number of

Price per unit

security

securities

5p ordinary

Purchase

78

32.7000 GBP

5p ordinary

Purchase

78

32.8404 GBP

5p ordinary

Purchase

85

32.8700 GBP

5p ordinary

Purchase

93

32.8000 GBP

5p ordinary

Purchase

100

32.8800 GBP

5p ordinary

Purchase

132

32.8753 GBP

5p ordinary

Purchase

159

32.8938 GBP

5p ordinary

Purchase

170

32.8329 GBP

5p ordinary

Purchase

195

32.7910 GBP

5p ordinary

Purchase

247

32.8825 GBP

5p ordinary

Purchase

272

32.9000 GBP

5p ordinary

Purchase

326

32.8744 GBP

5p ordinary

Purchase

443

32.8841 GBP

5p ordinary

Purchase

565

32.8858 GBP

5p ordinary

Purchase

1,006

32.8423 GBP

5p ordinary

Purchase

1,412

32.7421 GBP

5p ordinary

Purchase

1,699

32.8730 GBP

5p ordinary

Purchase

3,264

32.8725 GBP

5p ordinary

Purchase

3,631

32.8783 GBP

5p ordinary

Purchase

18,022

32.9357 GBP

5p ordinary

Purchase

47,143

32.7914 GBP

5p ordinary

Sale

20

32.7800 GBP

5p ordinary

Sale

76

32.8871 GBP

5p ordinary

Sale

100

32.9000 GBP

5p ordinary

Sale

160

32.9600 GBP

5p ordinary

Sale

210

32.7900 GBP

5p ordinary

Sale

230

32.8400 GBP

5p ordinary

Sale

360

32.8514 GBP

5p ordinary

Sale

383

32.9121 GBP

5p ordinary

Sale

427

32.8129 GBP

5p ordinary

Sale

441

32.8000 GBP

5p ordinary

Sale

447

32.8576 GBP

5p ordinary

Sale

504

32.8911 GBP

5p ordinary

Sale

527

32.7016 GBP

5p ordinary

Sale

826

32.8946 GBP

5p ordinary

Sale

861

32.9232 GBP

5p ordinary

Sale

2,000

32.7200 GBP

5p ordinary

Sale

2,857

32.8608 GBP

5p ordinary

Sale

6,076

32.8949 GBP

5p ordinary

Sale

18,022

32.9357 GBP

(b) Cash-settled derivative transactions

Class of

Product

Nature of dealing

Number of

Price per

relevant

description

reference

unit

security

securities

5p ordinary

CFD

Long

240

32.7955 GBP

5p ordinary

SWAP

Long

335

32.8571 GBP

5p ordinary

CFD

Long

427

32.8129 GBP

5p ordinary

SWAP

Long

1,972

32.8964 GBP

5p ordinary

SWAP

Long

5,242

32.9019 GBP

5p ordinary

SWAP

Short

78

32.8403 GBP

5p ordinary

SWAP

Short

362

32.8504 GBP

5p ordinary

SWAP

Short

475

32.8727 GBP

5p ordinary

CFD

Short

623

32.7523 GBP

5p ordinary

SWAP

Short

1,908

32.9031 GBP

5p ordinary

SWAP

Short

3,768

32.8647 GBP

5p ordinary

SWAP

Short

10,780

32.7404 GBP

5p ordinary

SWAP

Short

16,523

32.8743 GBP

5p ordinary

SWAP

Short

22,283

32.7631 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

NO

Date of disclosure:

26 Jul 2021

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

View source version on businesswire.com: https://www.businesswire.com/news/home/20210726005466/en/

Contacts

BARCLAYS PLC

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