Form 8.3 - NortonLifeLock Inc.

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LONDON, January 21, 2022--(BUSINESS WIRE)--

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the "Code")

1. KEY INFORMATION

(a) Full name of discloser:

Millennium International Management LP

(b) Owner or controller of interests and short positions disclosed, if different from 1(a):

The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.

(c) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

NortonLifeLock Inc.

(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:

(e) Date position held/dealing undertaken:

For an opening position disclosure, state the latest practicable date prior to the disclosure

20th January 2022

(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?

If it is a cash offer or possible cash offer, state "N/A"

Yes, Avast plc.

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:

USD 0.01 common (US6687711084)

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

362,527

0.062%

2,236,051

0.384%

(2) Cash-settled derivatives:

-

-

-

-

(3) Stock-settled derivatives (including options) and agreements to purchase/sell:

8,000

0.001%

-

-

TOTAL:

370,527

0.064%

2,236,051

0.384%

Class of relevant security:

2.000% Senior Unsecured Convertible Notes August 2022 (US668771AA66)

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

10,000,000

1.600%

-

-

(2) Cash-settled derivatives:

-

-

-

-

(3) Stock-settled derivatives (including options) and agreements to purchase/sell:

-

-

-

-

TOTAL:

10,000,000

1.600%

-

-

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant security

Purchase/sale

Number of securities

Price per unit (USD)

US6687711084

Purchase

4,244

26.41

US6687711084

Sale

4

26.41

US6687711084

Purchase

10,172

26.43

US6687711084

Sale

266

26.43

US6687711084

Purchase

10

26.52

US6687711084

Sale

107

26.52

US6687711084

Purchase

2,548

26.45

US6687711084

Sale

67

26.45

US6687711084

Purchase

4,659

26.48

US6687711084

Purchase

3,459

26.54

US6687711084

Sale

189

26.54

US6687711084

Purchase

387

26.40

US6687711084

Purchase

13,861

26.42

US6687711084

Purchase

1,338

26.46

US6687711084

Sale

397

26.46

US6687711084

Purchase

25

26.53

US6687711084

Purchase

564

26.55

US6687711084

Purchase

10,218

26.47

US6687711084

Purchase

107

26.50

US6687711084

Sale

20

26.50

US6687711084

Purchase

4,576

26.44

US6687711084

Purchase

485

26.57

US6687711084

Purchase

2,839

26.49

US6687711084

Sale

4

26.49

US6687711084

Purchase

811

26.59

US6687711084

Purchase

113

26.58

US6687711084

Purchase

2,815

26.37

US6687711084

Purchase

9,607

26.63

US6687711084

Purchase

466

26.67

US6687711084

Purchase

16,968

26.64

US6687711084

Purchase

100

26.60

US6687711084

Purchase

10

26.61

US6687711084

Purchase

3,203

26.62

US6687711084

Purchase

3,991

26.39

US6687711084

Purchase

1,058

26.65

US6687711084

Purchase

2,771

26.30

US6687711084

Purchase

200

26.70

US6687711084

Purchase

554

26.31

US6687711084

Purchase

4,127

26.29

US6687711084

Purchase

4

26.66

US6687711084

Purchase

501

26.43

US6687711084

Purchase

100

26.52

US6687711084

Purchase

800

26.45

US6687711084

Purchase

5,062

26.48

US6687711084

Purchase

300

26.54

US6687711084

Purchase

200

26.40

US6687711084

Purchase

1,000

26.42

US6687711084

Purchase

1,120

26.46

US6687711084

Purchase

72

26.53

US6687711084

Purchase

1,822

26.55

US6687711084

Purchase

4,179

26.47

US6687711084

Purchase

1,621

26.50

US6687711084

Purchase

235

26.44

US6687711084

Purchase

151

26.51

US6687711084

Purchase

700

26.56

US6687711084

Purchase

1,000

26.49

US6687711084

Purchase

187

26.34

US6687711084

Purchase

200

26.59

US6687711084

Purchase

700

26.58

US6687711084

Purchase

1,100

26.63

US6687711084

Purchase

419

26.67

US6687711084

Purchase

1,203

26.64

US6687711084

Purchase

400

26.61

US6687711084

Purchase

2,300

26.62

US6687711084

Purchase

570

26.65

US6687711084

Purchase

200

26.68

US6687711084

Sale

13,642

26.28

US6687711084

Purchase

29

26.32

US6687711084

Purchase

964

26.38

US6687711084

Sale

932

26.41

US6687711084

Sale

871

26.43

US6687711084

Purchase

2

26.52

US6687711084

Sale

233

26.52

US6687711084

Sale

1,119

26.45

US6687711084

Purchase

100

26.48

US6687711084

Sale

100

26.48

US6687711084

Sale

470

26.54

US6687711084

Sale

193

26.40

US6687711084

Sale

11,179

26.42

US6687711084

Sale

1,393

26.46

US6687711084

Sale

2,011

26.53

US6687711084

Purchase

100

26.55

US6687711084

Sale

73

26.55

US6687711084

Sale

5,371

26.47

US6687711084

Sale

100

26.35

US6687711084

Purchase

39

26.50

US6687711084

Sale

555

26.50

US6687711084

Sale

1,994

26.44

US6687711084

Purchase

1,051

26.51

US6687711084

Sale

1,519

26.57

US6687711084

Sale

300

26.49

US6687711084

Sale

100

26.59

US6687711084

Sale

100

26.58

US6687711084

Sale

1,000

26.37

US6687711084

Sale

1,000

26.63

US6687711084

Sale

400

26.67

US6687711084

Sale

500

26.60

US6687711084

Sale

11,176

26.61

US6687711084

Sale

1,529

26.62

US6687711084

Sale

579

26.39

US6687711084

Sale

632

26.65

US6687711084

Sale

5,958

26.28

US6687711084

Sale

44

26.30

US6687711084

Sale

368

26.32

US6687711084

Sale

15

26.31

US6687711084

Purchase

4

26.41

US6687711084

Purchase

237

26.43

US6687711084

Sale

456

26.43

US6687711084

Purchase

70

26.52

US6687711084

Purchase

185

26.45

US6687711084

Purchase

5

26.48

US6687711084

Purchase

19

26.54

US6687711084

Purchase

228

26.46

US6687711084

Sale

148

26.46

US6687711084

Sale

278

26.53

US6687711084

Purchase

300

26.55

US6687711084

Sale

112

26.55

US6687711084

Purchase

144

26.47

US6687711084

Sale

172

26.50

US6687711084

Purchase

107

26.44

US6687711084

Sale

123

26.44

US6687711084

Purchase

100

26.51

US6687711084

Sale

118

26.51

US6687711084

Sale

200

26.57

US6687711084

Sale

1,300

26.49

US6687711084

Purchase

16

26.59

US6687711084

Sale

200

26.59

US6687711084

Sale

300

26.58

US6687711084

Purchase

200

26.63

US6687711084

Purchase

32

26.67

US6687711084

Purchase

1

26.64

US6687711084

Sale

77

26.64

US6687711084

Purchase

59

26.60

US6687711084

Purchase

219

26.62

US6687711084

Purchase

4

26.39

US6687711084

Purchase

1

26.65

US6687711084

Sale

100

26.65

US6687711084

Sale

3,953

26.28

US6687711084

Sale

100

26.30

US6687711084

Sale

311

26.32

US6687711084

Sale

112

26.29

US6687711084

Purchase

37

26.66

US6687711084

Purchase

100

26.48

US6687711084

Purchase

34

26.54

US6687711084

Sale

52

26.54

US6687711084

Purchase

900

26.40

US6687711084

Sale

200

26.40

US6687711084

Sale

29

26.42

US6687711084

Sale

29

26.53

US6687711084

Sale

28

26.47

US6687711084

Sale

2

26.44

US6687711084

Sale

2

26.51

US6687711084

Sale

2

26.57

US6687711084

Purchase

41

26.34

US6687711084

Purchase

459

26.37

US6687711084

Sale

1

26.63

US6687711084

Sale

45

26.64

US6687711084

Purchase

104

26.61

US6687711084

Sale

15

26.61

US6687711084

Sale

1

26.65

US6687711084

Purchase

147

26.28

US6687711084

Purchase

200

26.30

US6687711084

Purchase

100

26.32

US6687711084

Purchase

595

26.31

US6687711084

Purchase

600

26.29

US6687711084

Purchase

114

26.28

(b) Cash-settled derivative transactions

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit
(USD)

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

NO

Date of disclosure:

21st January 2022

Contact name:

Milos Naumovic

Telephone number:

+44 203 650 8203

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

1. KEY INFORMATION

Full name of person making disclosure:

Millennium International Management LP

Name of offeror/offeree in relation to whose relevant securities the disclosure relates:

NortonLifeLock Inc.

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class of relevant security

Product description e.g. call option

Written or purchased

Number of securities to which option or derivative relates

Exercise price per unit (USD)

Type

e.g. American, European etc.

Expiry date

US6687711084

Call Option

Purchased

8,000

25.00

American

20/01/2023

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk

View source version on businesswire.com: https://www.businesswire.com/news/home/20220121005222/en/

Contacts

Millennium Partners, L.P.